Emily Frazier is a registered investment advisor at Spectrum Financial INC, based in Virginia Beach, VA, with 13 years of industry experience. Emily is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 234 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.92% |
Quarterly fee of 0.48% annualized. Leveraged High Yield strategy is 2.52% annually. Fees may be reduced or waived in certain situations. A solicitor’s fee is paid to Representatives ranging from 0.25% to 0.50% of the total assets.
Fee Estimator
Location
272 Bendix Road, Ste 600, Virginia Beach, VA, 23452
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Emily works for Spectrum Financial Inc, an investment advisory firm, in client services and marketing, dedicating nearly full-time hours to this role. She also spends minimal time with the National Association of Active Investment Managers.
Employment History
Current Registrations
Spectrum Financial INC
Ceros Financial Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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