MU
MU

Matthew Unger

10 Years of Experience
New York, NY

Matthew Unger is a registered investment advisor at Focus Asset Management LLC, based in New York, NY, with 10 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 18 clients with $13M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$13.3M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

555 Madison Avenue, 5th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Focus Asset Management LLC
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Focus Asset Management LLC
June 2019 - December 2020 · 1 yr 6 mos
Fisher Investments
November 2017 - May 2019 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - November 2017 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2016 - November 2017 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - April 2016 · 11 mos
Metlife Securities INC.Broker
January 2015 - March 2015 · 2 mos
Phx Financial, INC.Broker
August 2014 - January 2015 · 5 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.