Jose Diaz
Jose Diaz is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Danbury, CT, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
126 North Street, Danbury, CT, 06811
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jose works as a financial advisor and dual bank employee at Union Savings Bank since 2011, and as an associate/employee at Wealth Group Financial Advisors since 2024. Both activities take about half of Jose's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
State Registrations21 states
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