David Foster is a registered investment advisor, based in Auburn, AL, with 10 years of industry experience.
Location
Auburn, AL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is the owner and contractor for BDFC LLC, a non-investment related business, since November 2024. This takes about 10-20% of his time.
Employment History
Current Registrations
Transamerica Investors Securities, LLC
January 2024 - Present · 2 yrs 4 mos
Transamerica Retirement Advisors, LLC
January 2024 - Present · 2 yrs 4 mos
Transamerica Investors Securities, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
LPL Financial LLC
February 2023 - December 2023 · 10 mos
LPL Financial LLCBroker
February 2023 - December 2023 · 10 mos
Lincoln Financial Advisors Corporation
November 2020 - February 2023 · 2 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
May 2019 - February 2023 · 3 yrs 9 mos
Proequities, INC.Broker
October 2016 - June 2019 · 2 yrs 8 mos
Gwn Securities INC.Broker
February 2016 - September 2016 · 7 mos
PFS Investments INC.Broker
January 2016 - February 2016 · 1 mo
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.