James Ankiewicz is a registered investment advisor, based in Mobile, AL, with 12 years of industry experience.
Location
3950 Airport Blvd, Mobile, AL, 36608
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James owns rental property, dedicating minimal time to it. He also coaches youth sports for Corpus Christi School and Mims Park Baseball, spending a few hours per week on each activity without compensation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2015 - Present · 11 yrs 1 mo
Cetera Investment Services LLCBroker
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
March 2014 - April 2015 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
March 2014 - April 2015 · 1 yr 1 mo
PNC Investments
July 2013 - February 2014 · 7 mos
PNC InvestmentsBroker
July 2013 - February 2014 · 7 mos
State Registrations11 states
ALDEFLGAINLAMSNCSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.