William Baris is a registered investment advisor, based in Manorville, NY, with 11 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Manorville, NY
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Regulatory History (2)
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Regulatory
June 2020Final
Judgment / Lien
March 2020Employment History
Current Registrations
Cova Capital Partners LLCBroker
September 2026 - Present · 1 mo
Spartan Capital Private Wealth Management LLC
June 2025 - Present · 1 yr 4 mos
Spartan Capital Securities, LLCBroker
June 2025 - Present · 1 yr 4 mos
Spartan Capital Securities, LLC
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Phx Financial, INC.Broker
March 2025 - May 2025 · 2 mos
Cova Capital Partners LLCBroker
March 2022 - March 2025 · 3 yrs
Network 1 Financial Securities INC.Broker
May 2020 - June 2020 · 1 mo
Joseph Stone Capital L.L.C.Broker
June 2019 - January 2020 · 7 mos
Allied Millennial Partners, LLCBroker
November 2018 - July 2019 · 8 mos
Arive Capital MarketsBroker
March 2018 - November 2018 · 8 mos
First Standard Financial Company LLCBroker
November 2015 - April 2018 · 2 yrs 5 mos
Rockwell Global Capital LLCBroker
May 2013 - October 2015 · 2 yrs 5 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.