Peter Tran is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in La Canada, CA, with 13 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
555 Foothill Blvd, La Canada, CA, 91011
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Peter owns rental property in La Puente, CA, since 2012, dedicating minimal time as a landlord. This activity is investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brian Gonzalez, CFPJ.P. Morgan Securities LLC
- Casey Grigg, CFACallidus Capital Partners LLC
- Paul Li, CFAExciten Capital LLC
- Craig Watanabe, CFPDiversify Advisory Services, LLC
- John Fogarty, CFPRBC Capital Markets, LLC
- Bryant Saydah, CFPRBC Securities, INC.