Craig Watanabe
Craig Watanabe is a CFP-designated registered investment advisor at Diversify Advisory Services, LLC, based in La Canada, CA, with 42 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 3,698 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diversify Advisory Services charges a fee based on the value of your investments. The exact fee depends on the platform and the advisor you work with. Fees are negotiable, with a maximum annual rate of 1.75% for AMS, OMS, and DMS platforms. The Wealth Accumulator Strategy has a maximum fee of 1.00%. Envestnet Portfolio Solutions has a maximum fee of 2.00%. Pontera Retirement Solutions has a maximum fee of 2.00%. These fees do not include custodial fees or underlying investment fees. Some platforms also have strategy fees.
Location
La Canada, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Craig is an insurance agent selling non-variable insurance since 2017, dedicating minimal time during business hours. He also works as a compliance consultant for RIA Compliance Firm, LLC and Willow Creek Compliance Consulting, spending about 10-20% of his time on these activities.
Employment History
Current Registrations
Diversify Advisory Services, LLC
Dfpg Investments, LLCBroker
Previous Registrations
Dfpg Investments, LLC
American Financial Network Advisory Services, LLC
Pension Architects Advisory Group, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Nrp Advisors, INC.
Penniall & Associates
Penniall & Associates, INC.
Nrp Financial, INC.Broker
Nrp Financial, INC.
Myclearing.com, LLCBroker
Western International Securities
Western International Securities, INC.Broker
Baraban Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.