JM
JM

John Grant Mullen

11 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
614 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$817.2M

Fee Structure

Financial Planning:Included in AUM fee
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Location

1615 Bonanza Street, Suite 403, Walnut Creek, CA, 94596

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John works as an assistant at Crofton Capital Management and as an investment advisor representative at RB Capital Management, each taking about a quarter of his time. He also works as an insurance agent, dedicating minimal time to offering advice on insurance.

Employment History
Current Registrations
Rb Capital Management, LLC
January 2016 - Present · 10 yrs 1 mo
Apw Capital, INC.Broker
February 2014 - Present · 12 yrs
Previous Registrations
Rb Capital Management, LLC
May 2014 - December 2015 · 1 yr 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John Grant Mullen - Financial Advisor | TrueAdvisor