Augusto Luna
Augusto Luna is a registered investment advisor at Provenance Wealth Advisors, based in Fort Lauderdale, FL, with 13 years of industry experience. Augusto is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 5 more. Their firm serves 3,111 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $35.0M | 0.55% |
| $35.0M - $50.0M | 0.45% |
| $50M+ | 0.40% |
Fees are negotiable. Clients also pay an additional platform fee ranging from 0.04% to 0.25% annually based on asset levels.
Fee Estimator
Location
200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Augusto is an independent contractor and owner of Flat Six LLC, created to receive compensation from Provenance Wealth. He is also an investment advisor at Provenance Wealth Advisors, sells non-variable insurance products, and receives referral fees.
Employment History
Current Registrations
Provenance Wealth Advisors
Pwa Securities, LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
J.P. Morgan Securities LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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