Shawn Smith
Shawn Smith is a registered investment advisor at Collaborative Wealth, based in Sanford, FL, with 12 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 5 more. Their firm serves 937 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is 2.50% and typical fees range from 0.25% to 2.50%. Fees are negotiable based on account size, family relationships, and services provided.
Fee Estimator
Location
Sanford, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn operates Collaborative Wealth Management, Inc. as a DBA for his LPL business and provides investment advisory services through Collaborative Wealth, dedicating full-time hours to these activities. Shawn is also a licensed insurance agent, spending about 10-20% of his time in this role.
Employment History
Current Registrations
Collaborative Wealth
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Demel Gonzalez, CFPHeartwood Financial Services
- Madison Hill, CFPEdward Jones
- Steve Williams, CFA
- Amit Patel, CFP, PFS
- George Clement, CFAGbc Investment Group
- Calin Hartshorn, CFPEdward Jones