Cody R Wiseman

Soltis Investment Advisors, LLC

12 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningCharitable GivingHigh Net Worth

Soltis Investment Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

65 advisors

Number of Clients

4,499 clients

Average Client Portfolio

$1.9M average

Assets Under Management

$8.4B

Fee Structure

Minimum Investment:$750K

Location

Chandler, AZ

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Soltis Investment Advisors, LLC

February 2021 - Present · 5 yrs

Previous Registrations

Advice and Planning Services

October 2016 - November 2020 · 4 yrs 1 mo

Tiaa-Cref Individual & Institutional Services, LLCBroker

October 2016 - November 2020 · 4 yrs 1 mo

Strategic Advisers, INC.

January 2015 - September 2016 · 1 yr 8 mos

Fidelity Brokerage Services LLCBroker

June 2013 - September 2016 · 3 yrs 3 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.