Tara Seegers
Tara Seegers is a CFP-designated registered investment advisor at Exceptional Wealth & Family Office, based in Colorado Springs, CO, with 13 years of industry experience. Tara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Divorce Planning, Education Planning, and 7 more. Their firm serves 206 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum asset management fee is 2% per year. All asset management fees are negotiable.
Fee Estimator
Location
422 East Vermijo Avenue, Suite 200A, Colorado Springs, CO, 80903
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tara sells fixed insurance through Exceptional Insurance, spending about 10-20% of her time on this activity. She is also the owner of EC Ventures V, LLC, a private entity established to facilitate securities, advisory, and insurance business, dedicating minimal time to this.
Employment History
Current Registrations
Exceptional Wealth & Family Office
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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