CR
CR
Christopher Riofrio
12 Years of Experience
Westburyn, NY
1 DisclosureBrokerSells Insurance
Christopher Riofrio is a registered investment advisor at Cetera Investment Advisers LLC, based in Westburyn, NY, with 12 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
1400 Old Country, Suite 408, Westburyn, NY, 11590
Get directionsHistory
Regulatory History (1)
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Financial
September 2019Final
Other Business ActivitiesSells Insurance
Christopher is an independent licensed insurance agent selling fixed life and annuity products. This activity is investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr 1 mo
Cetera Investment Services LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Lumiere Financial
May 2025 - September 2025 · 4 mos
J.P. Morgan Securities LLC
January 2020 - May 2025 · 5 yrs 4 mos
J.P. Morgan Securities LLCBroker
January 2020 - May 2025 · 5 yrs 4 mos
Infinex Investments, INC.
May 2018 - January 2020 · 1 yr 8 mos
Infinex Investments, INC.Broker
May 2018 - January 2020 · 1 yr 8 mos
J.P. Morgan Securities LLC
November 2016 - May 2018 · 1 yr 6 mos
J.P. Morgan Securities LLCBroker
September 2016 - May 2018 · 1 yr 8 mos
Nylife Securities LLCBroker
December 2015 - June 2016 · 6 mos
J.P. Morgan Securities LLCBroker
June 2013 - August 2015 · 2 yrs 2 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.