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David Schram

13 Years of Experience
Bridgewater, NJ

David Schram is a registered investment advisor at Elements 5 Investment Management, based in Bridgewater, NJ, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 22 clients with $14M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
22 clients
Average Client Portfolio
$626K average
Assets Under Management
$13.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M1.00%
$1M+1.00%

Accounts up to $500,000 are subject to a $5,000 annual minimum fee (which includes basic financial planning). Fees may be negotiable based on family accounts or pre-existing relationships.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Bridgewater, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is an attorney employed by Axiom Global, Inc., providing part-time legal counsel to a bio-technology company since 2012. He spends a few hours per week on this engagement, reviewing documents, contracts, and providing legal advice.

Employment History
Current Registrations
Elements 5 Investment Management
July 2013 - Present · 13 yrs 3 mos
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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