David Schram is a registered investment advisor at Elements 5 Investment Management, based in Bridgewater, NJ, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 22 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Accounts up to $500,000 are subject to a $5,000 annual minimum fee (which includes basic financial planning). Fees may be negotiable based on family accounts or pre-existing relationships.
Fee Estimator
Location
Bridgewater, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is an attorney employed by Axiom Global, Inc., providing part-time legal counsel to a bio-technology company since 2012. He spends a few hours per week on this engagement, reviewing documents, contracts, and providing legal advice.
Employment History
Current Registrations
Elements 5 Investment Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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