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Amy L Roma

12 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
419 advisors
Number of Clients
37,298 clients
Average Client Portfolio
$170K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
Minimum Annual Fee:$1,500
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Location

Canton Private Banking, 4481 Munson Street Nw, Canton, OH, 44718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy is a board member for the Eric Snow YMCA, volunteering and coordinating fundraising events since 2023. She dedicates minimal time to this non-profit activity.

Employment History
Current Registrations
Huntington Financial Advisors
August 2022 - Present · 3 yrs 6 mos
The Huntington Investment CompanyBroker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
PNC Investments
October 2014 - July 2022 · 7 yrs 9 mos
PNC InvestmentsBroker
October 2014 - July 2022 · 7 yrs 9 mos
Edward Jones
September 2013 - October 2014 · 1 yr 1 mo
Edward JonesBroker
June 2013 - October 2014 · 1 yr 4 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.