Steven Richardson
Steven Richardson is a registered investment advisor at Cetera Investment Advisers LLC, based in Louisville, KY, with 11 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10503 Timberwood Circle, Suite 205, Louisville, KY, 40223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven sells life insurance, annuities, and long-term care through various companies since 2020. He also works full-time as an advisor for Commonwealth Capital Management, LLC, providing financial services, and dedicates minimal time as a co-owner of Commonwealth Capital Management Realty, LLC, managing rental properties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Citizens Securities, INC.Broker
Citizens Securities, INC.
PNC Investments
PNC InvestmentsBroker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations26 states
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