Tammy Defelice
Tammy Defelice is a registered investment advisor at Cetera Investment Advisers LLC, based in Collinsville, CT, with 12 years of industry experience. Tammy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
101 River Rd 2nd Fl, Collinsville, CT, 06019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tammy sells fixed insurance products, including life, disability, annuities, and long-term care, dedicating a few hours per week. She also works as a financial advisor through Kelly & Yowell Financial and Kelly & Company Wealth Partners LLC, spending about a quarter of her time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations29 states
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