Richard Wilson is a registered investment advisor at LPL Financial LLC, based in Se Port Orchard, WA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Se Port Orchard, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard operates Retirement Referral Network LLC as a DBA for his LPL business. He also owns multiple real estate rental properties, dedicating a few hours per week to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Cfd Investments, INC.Broker
Creative Financial Designs, INC.
Sigma Financial CorporationBroker
Spc
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.