JH
JH

Jeffrey Hennings

11 Years of Experience
Manhattan Bch, CA
Broker

Jeffrey Hennings is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Manhattan Bch, CA, with 11 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1230 Rosecrans Ave, Ste 100, Manhattan Bch, CA, 90266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2019 - Present · 7 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
City National Securities, INC.
March 2018 - March 2019 · 1 yr
City National Securities, INC.Broker
March 2018 - March 2019 · 1 yr
National Planning Corporation ("npc of America" in Fl & Ny)
March 2015 - January 2018 · 2 yrs 10 mos
National Planning CorporationBroker
October 2014 - January 2018 · 3 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jeffrey Hennings - Financial Advisor | TrueAdvisor