LP
LP

Louis Pastore

12 Years of Experience
King of Prussia, PA
Broker

Louis Pastore is a registered investment advisor at LPL Financial LLC, based in King of Prussia, PA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

150 S Warner Rd Ste 220, King of Prussia, PA, 19406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Louis operates under two DBAs for his LPL business: Academy Financial and PFG Advisors. These activities are investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2024 - Present · 1 yr 9 mos
LPL Financial LLC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Osaic Fa, INC.
December 2014 - August 2024 · 9 yrs 8 mos
Osaic Fa, INC.Broker
September 2014 - August 2024 · 9 yrs 11 mos
Equity Services, INC.Broker
August 2013 - September 2014 · 1 yr 1 mo
State Registrations6 states
DEMDNJPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.