TrueAdvisor
TrueAdvisor
AG
CFP
AG
CFP

Andres Esteban Guzman

Portside Wealth Group, LLC
11 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Portside Wealth Group, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
5,384 clients
Average Client Portfolio
$209K average
Assets Under Management
$1.1B

Fee Structure

Location

2549 Eastbluff Dr #219, Newport Beach, CA, 92660

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Andres is a member of Legacy Wealth Investment Counsel, LLC, which is a DBA of Portside Wealth RIA activities.

Employment History
Current Registrations
Portside Wealth Group, LLC
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Baker Tilly Wealth Management, LLC
February 2023 - April 2024 · 1 yr 2 mos
Baker Tilly Capital, LLCBroker
February 2023 - April 2024 · 1 yr 2 mos
Northwestern Mutual Investment Services, LLCBroker
June 2022 - September 2022 · 3 mos
Northwestern Mutual Investment Services,llc
June 2022 - September 2022 · 3 mos
Charles Schwab & CO., INC.
October 2014 - May 2022 · 7 yrs 7 mos
Charles Schwab & CO., INC.Broker
October 2014 - May 2022 · 7 yrs 7 mos
Morgan Stanley
August 2013 - June 2014 · 10 mos
Morgan StanleyBroker
July 2013 - June 2014 · 11 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.