TrueAdvisor
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LY
CFP
LY
CFP

Lu Yu

Transglobal Advisory, LLC
9 Years of Experience
Monrovia, CA
1 Disclosure
View SEC Summary
View SEC Summary

Lu Yu is a CFP-designated registered investment advisor at Transglobal Advisory, LLC, based in Monrovia, CA, with 9 years of industry experience. Lu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 193 clients with $58M in assets under management.

Transglobal Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
193 clients
Average Client Portfolio
$302K average
Assets Under Management
$58.3M

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.10%
$5.0M - $10.0M1.00%
$10.0M - $50.0M0.90%
$50M+0.90%

Fixed income accounts generally charged 0.25%. Fees are generally negotiable. Minimum account size is $100,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

185 W Chestnut Ave, Monrovia, CA, 91016

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History

Regulatory History (1)
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Employment Separation After Allegations
April 2022
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Transglobal Advisory, LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - May 2022 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - May 2022 · 7 yrs 2 mos
J.P. Morgan Securities LLCBroker
July 2013 - February 2015 · 1 yr 7 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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