XD
CFA
XD
CFA

Xiaomeng Dai

1 Year of Experience

Location

4305 Hacienda Dr., Ste. 360, Pleasanton, CA, 94588

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Xiaomeng owns rental real estate since 2019. She also provides administrative support to Wealth Enhancement Advisory Services, an independent investment advisor firm, dedicating full-time hours to this activity. Additionally, Xiaomeng is a Registered Representative with LEE NG & ASSOCIATES, spending about a quarter of her time in this role.

Employment History
Current Registrations
Transglobal Advisory, LLC
December 2025 - Present · 2 mos
Previous Registrations
Independent Financial Group, LLCBroker
January 2025 - September 2025 · 8 mos
Independent Financial Group, LLC
January 2025 - September 2025 · 8 mos
Wealth Enhancement Brokerage Services, LLCBroker
July 2024 - December 2024 · 5 mos
Wealth Enhancement Advisory Services, LLC
July 2024 - December 2024 · 5 mos
LPL Financial LLCBroker
June 2024 - January 2025 · 7 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.