Xiaomeng Dai is a CFA-designated registered investment advisor at Transglobal Advisory, LLC, based in Monrovia, CA, with 2 years of industry experience. Xiaomeng operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 193 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.10% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $50.0M | 0.90% |
| $50M+ | 0.90% |
Fixed income accounts generally charged 0.25%. Fees are generally negotiable. Minimum account size is $100,000.
Fee Estimator
Location
185 W Chestnut Ave, Monrovia, CA, 91016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Xiaomeng owns rental real estate since 2019. She also provides administrative support to Wealth Enhancement Advisory Services, an independent investment advisor firm, dedicating full-time hours to this activity. Additionally, Xiaomeng is a Registered Representative with LEE NG & ASSOCIATES, spending about a quarter of her time in this role.
Employment History
Current Registrations
Transglobal Advisory, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Wealth Enhancement Advisory Services, LLC
Wealth Enhancement Brokerage Services, LLCBroker
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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