MA
MA

Matthew Assunto

10 Years of Experience
Houston, TX
Broker

Matthew Assunto is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

15375 Memorial Drive, Suite 350, Houston, TX, 77079

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2021 - Present · 4 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
August 2020 - September 2021 · 1 yr 1 mo
Northwestern Mutual Investment Services, LLCBroker
August 2020 - September 2021 · 1 yr 1 mo
Usca RIA LLC
December 2015 - July 2020 · 4 yrs 7 mos
Usca Securities LLCBroker
August 2015 - July 2020 · 4 yrs 11 mos
State Registrations21 states
AKALAZCACOCTFLHIILLAMONENMNYOHORPATNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.