Brent Abendroth is a registered investment advisor, based in Hinsdale, IL, with 13 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Hinsdale, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Tcw Funds Distributors LLC
October 2024 - Present · 2 yrs
Tcw Investment Management Company LLC
October 2024 - Present · 2 yrs
Tcw Funds Distributors LLCBroker
October 2024 - Present · 2 yrs
Previous Registrations
Amundi Asset Management US, INC.
December 2020 - September 2024 · 3 yrs 9 mos
Amundi Pioneer Institutional Asset Management, INC.
November 2017 - December 2020 · 3 yrs 1 mo
Amundi Distributor US, INC.Broker
October 2014 - September 2024 · 9 yrs 11 mos
Putnam Retail Management Limited PartnershipBroker
August 2013 - October 2014 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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