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Graham Rigby

11 Years of Experience
Ocala, FL
Broker

Graham Rigby is a registered investment advisor at Raymond James & Associates, INC., based in Ocala, FL, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2701 SW 34th Street, Building 100, Ocala, FL, 34474

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Graham is the co-chair of the Tampa Alumni committee for UCF Tampa Alumni. This role takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2017 - Present · 9 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Eagle Asset Management INC
November 2016 - March 2017 · 4 mos
Eagle Fund Distributors, INC.Broker
February 2015 - March 2017 · 2 yrs 1 mo
State Registrations27 states
ALCACOCTFLGAHIIAILKSKYMAMDMEMIMONHNJNYOHPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Graham Rigby - Financial Advisor | TrueAdvisor