Joseph Davis
Joseph Davis is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Washington, DC, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7059 Blair Rd N.W., Suite 204, Washington, DC, 20012
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph sells non-variable insurance through The Living Capital Group, dedicating a few hours per week. He also acts in a fiduciary capacity for The Michael E. Purcell Family Trust, and operates under DBAs for his LPL business, spending full-time hours on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
H. Beck, INC.
H. Beck, INC.Broker
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
Cg Equity Sales CompanyBroker
Manequity, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.