Joseph Davis
Joseph Davis is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Washington, DC, with 54 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7059 Blair Rd N.W., Suite 204, Washington, DC, 20012
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph sells non-variable insurance through The Living Capital Group, dedicating a few hours per week. He also acts in a fiduciary capacity for The Michael E. Purcell Family Trust, and operates under DBAs for his LPL business, spending full-time hours on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
H. Beck, INC.
H. Beck, INC.Broker
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
Cg Equity Sales CompanyBroker
Manequity, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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