TrueAdvisor
TrueAdvisor
HC
HC

Hsiao-Chuan Chang

LPL Financial LLC
23 Years of Experience
Washington, DC
1 DisclosureBroker
View SEC Summary
View SEC Summary

Hsiao-Chuan Chang is a registered investment advisor at LPL Financial LLC, based in Washington, DC, with 23 years of industry experience. Hsiao-Chuan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1717 Pennsylvania Ave Nw, Suite 325, Washington, DC, 20006

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2024
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Hsiao-Chuan is a co-owner of Beltway Real Estate LLC since 2021 and an owner of a Real Estate Development Company since 2018. Hsiao-Chuan is also affiliated with Beltway Wealth Management Powered by LPL Financial as of March 2022.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2022 - Present · 4 yrs 7 mos
LPL Financial LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
May 2020 - April 2022 · 1 yr 11 mos
UBS Financial Services INC.Broker
April 2020 - April 2022 · 2 yrs
Purshe Kaplan Sterling InvestmentsBroker
January 2018 - April 2020 · 2 yrs 3 mos
Adventus Veritas LLC
November 2017 - December 2019 · 2 yrs 1 mo
Cuso Financial Services, L.P.Broker
September 2016 - October 2017 · 1 yr 1 mo
Cuso Financial Services, L.P.
September 2016 - October 2017 · 1 yr 1 mo
UBS Financial Services INC.
May 2011 - September 2016 · 5 yrs 4 mos
UBS Financial Services INC.Broker
April 2011 - September 2016 · 5 yrs 5 mos
Wells Fargo Advisors, LLC
July 2003 - April 2011 · 7 yrs 9 mos
Wells Fargo Advisors, LLCBroker
July 2003 - April 2011 · 7 yrs 9 mos
AXA Advisors, LLC
January 2003 - April 2003 · 3 mos
AXA Advisors, LLCBroker
October 2002 - April 2003 · 6 mos
State Registrations26 states
CACTDCDEFLGAHIILINKSLAMDMNNCNJNMNVNYOHPASCSDTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Washington, DC →All financial advisors in District of Columbia →