Mia Malave is a registered investment advisor, based in Seattle, WA, with 12 years of industry experience.
Location
925 Fourth Avenue, 31st & 32nd Floor, Seattle, WA, 98104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
UBS Securities LLCBroker
May 2025 - Present · 1 yr 2 mos
UBS Securities LLC
May 2025 - Present · 1 yr 2 mos
UBS Financial Services INC.
April 2017 - Present · 9 yrs 3 mos
UBS Financial Services INC.Broker
April 2017 - Present · 9 yrs 3 mos
UBS Financial Services INC.
April 2017 - Present · 9 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2015 - April 2017 · 1 yr 4 mos
Wells Fargo Clearing Services, LLCBroker
August 2013 - April 2017 · 3 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.