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Adam Blake

Esi Financial Advisors
8 Years of Experience
Oakbrook Terrace, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Adam Blake is a registered investment advisor at Esi Financial Advisors, based in Oakbrook Terrace, IL, with 8 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
534 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Trans Am Plaza, Suite 150, Oakbrook Terrace, IL, 60181

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History

Regulatory History (1)
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Employment Separation After Allegations
September 2022
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Adam works as an insurance agent for National Life and Lakeshore Financial, starting in August 2023. These roles are investment-related and take nearly full-time hours.

Employment History
Current Registrations
Esi Financial Advisors
August 2023 - Present · 3 yrs 2 mos
Equity Services, INC.Broker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
January 2019 - September 2022 · 3 yrs 8 mos
J.P. Morgan Securities LLC
January 2019 - September 2022 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2016 - December 2017 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - December 2017 · 1 yr 7 mos
State Registrations2 states
CAIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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