Cynthia Williams
Cynthia Williams is a registered investment advisor at First Citizens Asset Management, INC, based in Columbia, SC, with 12 years of industry experience. Cynthia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,264 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.75% |
| $500K - $1000K | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Rates reflect the maximum fees for Unified Managed Account equity and balanced portfolios. Separately Managed Account maximum fees range from 1.00% to 2.00%. Fees may be negotiated.
Fee Estimator
Location
1230 Main Street, Columbia, SC, 29201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cynthia works as a Registered Sales Assistant with First Citizens Asset Management, dedicating a few hours per week. She also works as a sales representative for Mary Kay, purchasing cosmetic products at a discount.
Employment History
Current Registrations
First Citizens Asset Management, INC
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Previous Registrations
First Citizens Asset Management, INC
First Citizens Securities CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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