Roger Sample is a registered investment advisor at Sample Financial Advisers, LLC, based in Fort Collins, CO, with 12 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 77 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Negotiated rate for over $10,000,000.01
Fee Estimator
Location
4025 Automation Way, #D1, Fort Collins, CO, 80525
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roger is a managing member of Sample CPAs, LLC, a public accounting firm, since August 2016. He prepares tax returns, spending minimal time on this activity after market hours.
Employment History
Current Registrations
Sample Financial Advisers, LLC
Previous Registrations
United Capital Financial Advisers
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.