Benjamin Joseph Castiglioni

Prospera Financial Services, INC.

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Prospera Financial Services, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

275 advisors

Number of Clients

15,632 clients

Average Client Portfolio

$628K average

Assets Under Management

$9.8B

Fee Structure

Minimum Investment:None

Location

5429 Lbj Freeway, Suite 750, Dallas, TX, 75240

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Prospera Financial Services, INC.

May 2025 - Present · 9 mos

Prospera Financial Services, INC.Broker

May 2025 - Present · 9 mos

Previous Registrations

Cutter & Company, INC.

January 2017 - May 2025 · 8 yrs 4 mos

Cutter & Company, INC.Broker

August 2014 - May 2025 · 10 yrs 9 mos

State Registrations8 states

CAFLILMNMONCOHTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.