Travis Smythe is a CFA-designated registered investment advisor at LPL Financial LLC, based in Beachwood, OH, with 10 years of industry experience. Travis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3750 Park East Drive, Suite 200, Beachwood, OH, 44122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Travis is involved with Tulsa Oktoberfest, a non-investment related activity. He also dedicates full-time hours to Stratos Wealth Partners as a DBA for his LPL business, spending 8 hours during trading.
Employment History
Current Registrations
LPL Financial LLCBroker
Stratos Investment Management, LLC
Stratos Wealth Partners, LTD
Previous Registrations
Capital One Investing, INC.
Khp Capital LLC
First Allied Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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