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Ian Stevens

Charles Schwab & CO., INC.
11 Years of Experience
Portland, ME
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Ian Stevens is a registered investment advisor at Charles Schwab & CO., INC., based in Portland, ME, with 11 years of industry experience. Ian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Commercial Street, Suite 106, Portland, ME, 04101-4724

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2012
Final Disposition
Criminal
October 2010
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2026 - Present · 3 mos
Charles Schwab & CO., INC.Broker
July 2026 - Present · 3 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - July 2026 · 1 yr 4 mos
Fidelity Personal and Workplace Advisors
July 2024 - March 2025 · 8 mos
Fidelity Brokerage Services LLCBroker
July 2024 - July 2026 · 2 yrs
MML Distributors, LLCBroker
June 2023 - June 2024 · 1 yr
LPL Financial LLC
June 2022 - May 2023 · 11 mos
LPL Financial LLCBroker
April 2022 - May 2023 · 1 yr 1 mo
Columbia Management Investment Advisers, LLC
November 2020 - February 2022 · 1 yr 3 mos
Columbia Management Investment Distributors, INC.Broker
October 2020 - February 2022 · 1 yr 4 mos
Wells Fargo Funds Distributor, LLCBroker
November 2014 - January 2020 · 5 yrs 2 mos
Signator Investors, INC.Broker
September 2013 - September 2014 · 1 yr
State Registrations9 states
AZCACTMAMENCNHVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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