Jeffrey Lee is a registered investment advisor, based in San Ramon, CA, with 10 years of industry experience.
Location
2633 Camino Ramon, Suite 200, San Ramon, CA, 94583
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
January 2016Other Business Activities
Jeffrey works as an associate advisor for a financial advisor at Summit Financial Group since 2020. This takes about half of Jeffrey's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2023 - Present · 3 yrs
Raymond James Financial Services, INC.Broker
May 2023 - Present · 3 yrs
Previous Registrations
Securian Financial Services, INC.Broker
September 2016 - May 2023 · 6 yrs 8 mos
Securian Financial Services, INC.
September 2016 - May 2023 · 6 yrs 8 mos
Wells Fargo Advisors, LLC
January 2015 - February 2016 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
November 2014 - February 2016 · 1 yr 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.