Michael Caffrey
Michael Caffrey is a registered investment advisor at LPL Financial LLC, based in Wichita, KS, with 12 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
555 N. Webb Rd Suite A, Wichita, KS, 67206
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2020Other Business Activities
Michael is involved with Big Daddy Oil, LLC for tax/investment purposes, dedicating minimal time. He also owns 555 N Webb Rd LLC for real estate rental and operates Air Capital Wealth and Air Capital Wealth Management as DBAs for his LPL business, dedicating full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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