Michael Caffrey
Michael Caffrey is a registered investment advisor at LPL Financial LLC, based in Wichita, KS, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
555 N. Webb Rd Suite A, Wichita, KS, 67206
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2020Other Business Activities
Michael is involved with Big Daddy Oil, LLC for tax/investment purposes, dedicating minimal time. He also owns 555 N Webb Rd LLC for real estate rental and operates Air Capital Wealth and Air Capital Wealth Management as DBAs for his LPL business, dedicating full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.