Dustin Emerling is a CFP-designated registered investment advisor, based in Clarence, NY, with 12 years of industry experience. Dustin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9092 Main St., Clarence, NY, 14031
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dustin is an agent with EMS Wealth Management since 2013, selling life, accident, and health insurance products. Dustin is also a partner (25% ownership) in Emerling, Floss, Murphy & Associates LLC since 2022, selling property & casualty, life, accident, and health insurance, dedicating full-time hours to this role.
Employment History
Current Registrations
Lasalle St Securities, L.L.C.
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Krajna, CFAAlpine Advisory Partners, LLC
- Ryan Liddell, CFPRaymond James Financial Services Advisors, INC
- Jason Cohen, CFPOsaic Wealth, INC.
- Mark Johnson, CFP, ChFCCetera Investment Advisers LLC
- Kevin Klein, CFPRaymond James & Associates, INC.
- Tracy Sherwood, CFPSherwood Financial Management