Gavin Jones is a registered investment advisor, based in Lakewood, CO, with 12 years of industry experience.
Location
Lakewood, CO
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Regulatory History (2)
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Customer Dispute
March 2017Settled
Criminal
June 1997Final Disposition
Other Business Activities
Gavin is an agent for Mind's Eye Resource Management LLC, spending nearly full-time on this activity. Gavin also owns real estate, dedicating minimal time to it.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2024 - Present · 2 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Cambridge Investment Research, INC.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Crown Capital Securities, L.P.
November 2018 - December 2023 · 5 yrs 1 mo
Crown Capital Securities, L.P.Broker
November 2018 - December 2023 · 5 yrs 1 mo
Crown Capital Securities, L.P.
November 2018 - November 2018 · 0 mos
Foresters Advisory Services, LLC
July 2018 - November 2018 · 4 mos
Foresters Financial Services, INC.Broker
November 2013 - November 2018 · 5 yrs
State Registrations8 states
CACOFLKSMIORVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.