Bryon Smith
Bryon Smith is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Westlake Village, CA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2815 Townsgate Rd, Westlake Village, CA, 91361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Bryon is involved with several charitable organizations, including the American Legion Gaming, American Legion Riders, Neighborhood Legal Services of Los Angeles County, and American Legion, Department of California, District 24. These activities involve treasurer and committee roles, requiring minimal time commitment overall.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
M. S. Howells & CO.Broker
Planned Asset Management
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan StanleyBroker
Morgan Stanley
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.