Andrew Toccaceli is a registered investment advisor at W.A. Smith Financial Group, based in Sandusky, OH, with 12 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,669 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.5M | 1.10% |
| $1.5M - $2.5M | 0.95% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees for accounts over $10,000,000 are negotiable. Non-discretionary investment management is available at a flat annual fee of 0.20%. Sub-advisor and third-party manager fees range from 0.16% to 0.75% and are additive.
Fee Estimator
Location
4604 Timber Commons Drive, Sandusky, OH, 44870
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
W.A. Smith Financial Group
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Timothy Weyer, CFPLPL Financial LLC
- John Schaefer, ChFCCetera Investment Advisers LLC
- Keri May, CFPEdward Jones
- Elizabeth Skrinak, CFPKestra Private Wealth Services, LLC
- Craig Soule, CFPLPL Financial LLC
- Dustin Ness, CFP