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Kristen Ellis

11 Years of Experience
Broker

Kristen Ellis is a registered investment advisor at PNC Capital Advisors LLC, based in Charlotte, NC, with 11 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 223 clients with $43B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
18 advisors
IM Fee
Planning only
Assets Under Management
$42.6B

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4720 Piedmont Row Drive Suite 200, Charlotte, NC, 28210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
PNC Capital Advisors LLC
March 2021 - Present · 5 yrs 1 mo
PNC Capital Markets LLCBroker
February 2021 - Present · 5 yrs 2 mos
Previous Registrations
Newport Group Securities, INC.Broker
June 2019 - November 2020 · 1 yr 5 mos
PNC Capital Advisors LLC
May 2014 - May 2019 · 5 yrs
PNC Funds Distributor, LLCBroker
January 2014 - May 2019 · 5 yrs 4 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.