Theodore Trottman is a registered investment advisor, based in Plano, TX, with 10 years of industry experience.
Location
Plano, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Advisors, LLC
April 2025 - Present · 1 yr 1 mo
Hightower Securities, LLC
April 2025 - Present · 1 yr 1 mo
Hightower Securities, LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Rfg Advisory, LLC
May 2023 - April 2025 · 1 yr 11 mos
Private Client Services, LLCBroker
May 2023 - April 2025 · 1 yr 11 mos
Prospera Financial Services, INC.Broker
August 2018 - May 2023 · 4 yrs 9 mos
Prospera Financial Services, INC.
August 2018 - May 2023 · 4 yrs 9 mos
Raa
October 2017 - August 2018 · 10 mos
Lincoln Financial Advisors Corporation
June 2016 - October 2017 · 1 yr 4 mos
Lincoln Financial Advisors CorporationBroker
November 2015 - October 2017 · 1 yr 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.