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JP
CFP
JP
CFP

Joseph Pond

Cwm, LLC
12 Years of Experience
Kaysville, UT
Sells Insurance
View SEC Summary
View SEC Summary

Joseph Pond is a CFP-designated registered investment advisor at Cwm, LLC, based in Kaysville, UT, with 12 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

562 N Main Street, Kaysville, UT, 84037

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is the President of JP Summit, Inc., a fixed insurance sales business related to his financial planning services, since 2017. He sells life, health, disability, annuities, and long-term care insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Cwm, LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
March 2019 - February 2021 · 1 yr 11 mos
Ars Investment Advisors, INC.
May 2018 - June 2024 · 6 yrs 1 mo
Allegis Investment Advisors, LLC
March 2017 - May 2018 · 1 yr 2 mos
Allegis Investment Services, LLCBroker
March 2017 - April 2019 · 2 yrs 1 mo
Securian Financial Services, INC.
November 2013 - March 2017 · 3 yrs 4 mos
Securian Financial Services, INC.Broker
October 2013 - March 2017 · 3 yrs 5 mos
State Registrations1 state
UT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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