Andrew Oak is a registered investment advisor at Symphony Financial, LTD. CO., based in Houston, TX, with 12 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,850 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual management fee ranges between 0% and 2.50% depending on the size and composition of the portfolio and services rendered. Fees are negotiable based on criteria such as anticipated future assets, account size, relationship history, and complexity.
Fee Estimator
Location
17725 John F. Kennedy Blvd, Second Floor, Houston, TX, 77032
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is a passive investor in Susquehana Real Estate L.P. & Tracy Partners L.P., both real estate investment businesses. He dedicates minimal time to these activities.
Employment History
Current Registrations
Symphony Financial, LTD. CO.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kyle CampbellSymphony Financial, LTD. CO.
- Alejandro TapiaSymphony Financial, LTD. CO.
- Melissa Brennan, CFPSymphony Financial, LTD. CO.
- Garry MartinSymphony Financial, LTD. CO.
- Amber WalkerSymphony Financial, LTD. CO.
- Wallace Burgoyne, CFPSymphony Financial, LTD. CO.