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Dorian Holmes

Cetera Investment Advisers LLC
7 Years of Experience
Atlanta, GA
1 DisclosureBroker
View SEC Summary
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Dorian Holmes is a registered investment advisor at Cetera Investment Advisers LLC, based in Atlanta, GA, with 7 years of industry experience. Dorian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2120 Powers Ferry Rd, Atlanta, GA, 30339

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History

Regulatory History (1)
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Criminal
January 2008
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dorian owns D's Sports Authority, selling sports trading cards online since 2022. This activity, which is not investment-related, takes about 10-20% of Dorian's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2025 - Present · 1 yr 3 mos
Cetera Advisors LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Wells Fargo Advisors
March 2019 - July 2025 · 6 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2019 - July 2025 · 6 yrs 6 mos
State Registrations6 states
ALCAFLGAMSSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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