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Christopher Spaith

9 Years of Experience
Madison, WI
Broker

Christopher Spaith is a registered investment advisor at Ameriprise Financial Services, LLC, based in Madison, WI, with 9 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1110 Fourier Dr, Ste 110, Madison, WI, 53717-1963

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Ameriprise Financial Services, LLC
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Empower Financial Services, INC.Broker
August 2023 - May 2024 · 9 mos
Empower Advisory Group, LLC
August 2023 - May 2024 · 9 mos
Mfd Distributor, LLCBroker
September 2022 - April 2023 · 7 mos
Madison Investment Advisors, LLC
September 2022 - April 2023 · 7 mos
Advice and Planning Services
October 2016 - November 2020 · 4 yrs 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2016 - November 2020 · 4 yrs 1 mo
Strategic Advisers, INC.
October 2014 - September 2016 · 1 yr 11 mos
Fidelity Brokerage Services LLCBroker
December 2013 - September 2016 · 2 yrs 9 mos
State Registrations33 states
ARAZCACOCTFLIAILINKSKYLAMAMDMIMNMONCNJNMNYOHOKORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.