Douglas House is a registered investment advisor, based in Greensboro, NC, with 10 years of industry experience.
Location
3318 W Friendly Ave, Fl 3, Greensboro, NC, 27410
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Truist Advisory Services, INC.
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
First Citizens Investor Services, INC.
February 2022 - September 2022 · 7 mos
First Citizens Investor Services, INC.Broker
February 2022 - September 2022 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - March 2021 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - March 2021 · 5 yrs 5 mos
Wells Fargo Advisors, LLC
January 2014 - March 2015 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
November 2013 - March 2015 · 1 yr 4 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.